Join a Global Banking Risk Consulting Practice, specializing in Reg 9 Internal Audit and Process Risk & Controls (PRC) Consulting. This role offers exposure to global banking and wealth management institutions.
Reg 9 Internal Audit & Process Risk Consulting
in Accounting + Finance ContractJob Detail
Job Description
Reg 9 Internal Audit & Process Risk Consulting
Key Responsibilities
- Lead and execute internal audit and risk consulting engagements for global banking and wealth management clients.
- Assess internal controls, regulatory compliance, and risk exposure, providing practical remediation guidance.
- Must have experience in Regulation 9 (Reg 9), fiduciary audits, and wealth management controls.
- Oversee project execution, fieldwork, and client presentations, ensuring quality and efficiency.
- Manage multiple engagements, delegate tasks, and oversee project economics.
- Communicate technical findings effectively to senior business and IT stakeholders.
Qualifications
- 3+ years of internal audit, risk management, or controls experience in global banking/wealth management.
- Must have expertise in Regulation 9 (Reg 9) for Senior Manager. For Senior Associate and Manger just having Reg 9 exposure and knowledge is fine.
- CPA, CIA, or equivalent certification preferred.
- Strong leadership, communication, and project management skills.
- Should have strong Internal Audit experience from a top 20 US Bank
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