Senior Manager Internal Audit

Overview

• Lead internal audit operations for a prominent financial services organization, ensuring compliance and operational excellence across diverse functions.
• Develop and implement innovative audit strategies aligned with industry standards and organizational objectives.
• Collaborate with global teams to identify and mitigate critical risks effectively and efficiently.
• Utilize advanced data analytics to enhance audit processes and deliver actionable insights.
• Promote ethical standards and adherence to conduct principles within all audit activities.
• Contribute to team development through mentorship, feedback, and performance management initiatives.
• Engage in domestic and international travel to ensure global compliance and audit effectiveness.
• Support strategic objectives through assurance, advisory, and investigative services.

Key Responsibilities & Duties

• Plan, coordinate, and execute complex audits, ensuring timely and accurate completion of engagements.
• Supervise and mentor audit staff, reviewing workpapers and identifying control weaknesses or inefficiencies.
• Prepare and present detailed audit reports, conducting entry and exit meetings with stakeholders.
• Perform follow-up on audit findings and management action plans to ensure resolution.
• Advise on the application of data analytics within audit engagements to enhance outcomes.
• Provide expertise on high-risk areas affecting the financial services industry.
• Assist in the training and development of team members, fostering a collaborative environment.
• Demonstrate strong judgment in interpreting complex business and industry issues.

Job Requirements

• Bachelor’s degree in accounting, finance, or related field; advanced degree preferred.
• Professional certification such as CPA, CFA, CIA, or equivalent highly desirable.
• Minimum of 8 years of experience in internal audit, risk management, or compliance roles.
• Strong knowledge of financial services, securities industries, and investment products.
• Proficiency in data analytics and its application within audit processes.
• Excellent leadership and supervisory skills, with experience managing audit teams.
• Ability to travel domestically and internationally as required.
• Commitment to ethical practices and adherence to conduct principles.