Analyst, Legal Entity

Analyst, Legal Entity Overview

• The Analyst, Legal Entity role is integral to the finance team, ensuring accurate financial reporting and compliance.
• Collaborate with cross-functional teams to maintain financial integrity and support organizational goals.
• Contribute to the month-end and quarter-end close processes, ensuring timely and accurate reporting.
• Prepare financial statements and SEC filings, adhering to U.S. GAAP standards.
• Support entity structure changes and transactions with financial advisory expertise.
• Drive process improvements and collaborate with IT for system enhancements.
• Engage in ad-hoc projects, providing analytical insights to support decision-making.
• Participate in audits, ensuring compliance and addressing inquiries effectively.

Analyst, Legal Entity Key Responsibilities & Duties

• Provide financial support for broker-dealer and SPAC entities under U.S. GAAP.
• Collaborate with departments like Accounting, Tax, and Treasury for accurate reporting.
• Manage month-end and quarter-end close processes, including journal entries and accruals.
• Prepare and review financial statements for external reporting purposes.
• Handle SEC filings, including Forms 10-Q, 10-K, and other required documents.
• Perform administrative tasks like invoice processing and intercompany settlements.
• Conduct balance sheet substantiation and resolve issues promptly.
• Initiate process reengineering to improve efficiency and controls.

Analyst, Legal Entity Job Requirements

• Bachelor’s degree in Accounting or related field is required.
• CPA certification preferred for advanced technical expertise.
• Minimum 2-4 years of experience in financial accounting within financial services.
• Experience with Oracle, ESSBASE, and HFM is advantageous.
• Strong analytical and Excel capabilities, with project management skills.
• Excellent problem-solving, critical thinking, and communication skills.
• Ability to multitask and deliver results in a dynamic environment.
• Experience with SEC filings and U.S. GAAP compliance is essential.