Compliance Professional

in Financial Services
  • Hybrid, New York View on Map
  • Salary: $140,000.00 - $160,000.00
Permanent

Job Detail

  • Experience Level Mid Level
  • Degree Type Bachelor of Science Architecture Technology
  • Employment Full Time
  • Working Type Hybrid
  • Job Reference 0000008561
  • Salary Type Annually
  • Industry Banking
  • Selling Points

    Role is within the Top Regional Banking Organization and allows for a hybrid schedule. Applicant must be based in NYC area.

Job Description

Job Summary: We are seeking a skilled Compliance Professional to join our team in the financial services sector. This role will focus on ensuring adherence to regulatory requirements related to anti-money laundering (AML), know your customer (KYC), and enhanced due diligence (EDD). The ideal candidate will be proactive, detail-oriented, and possess strong analytical skills.

Key Responsibilities:

  • Monitor and assess compliance with AML regulations and internal policies.
  • Conduct KYC checks and maintain accurate customer records.
  • Implement and manage EDD processes for high-risk clients.
  • Perform surveillance activities to detect suspicious transactions and report findings.
  • Collaborate with cross-functional teams to promote a culture of compliance.
  • Stay updated on regulatory changes and industry best practices.
  • Prepare and deliver training sessions on compliance topics.

Qualifications:

  • Bachelor’s degree in finance, business, or a related field.
  • Proven experience in compliance within the financial services industry.
  • Strong knowledge of AML, KYC, and EDD regulations.
  • Excellent analytical and problem-solving skills.
  • Strong communication and interpersonal skills.
  • Relevant certifications (e.g., CAMS, CFE) are a plus.

Applicant must be based in NYC.

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