Join our team as a Compliance Professional in the financial services sector. Ensure regulatory adherence, conduct thorough checks, and collaborate with teams to maintain high compliance standards, all while enjoying an excellent QOL.
Compliance Professional
in Financial Services PermanentJob Detail
Job Description
Job Summary: We are seeking a skilled Compliance Professional to join our team in the financial services sector. This role will focus on ensuring adherence to regulatory requirements related to anti-money laundering (AML), know your customer (KYC), and enhanced due diligence (EDD). The ideal candidate will be proactive, detail-oriented, and possess strong analytical skills.
Key Responsibilities:
- Monitor and assess compliance with AML regulations and internal policies.
- Conduct KYC checks and maintain accurate customer records.
- Implement and manage EDD processes for high-risk clients.
- Perform surveillance activities to detect suspicious transactions and report findings.
- Collaborate with cross-functional teams to promote a culture of compliance.
- Stay updated on regulatory changes and industry best practices.
- Prepare and deliver training sessions on compliance topics.
Qualifications:
- Bachelor’s degree in finance, business, or a related field.
- Proven experience in compliance within the financial services industry.
- Strong knowledge of AML, KYC, and EDD regulations.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- Relevant certifications (e.g., CAMS, CFE) are a plus.
- ShareAustin:
Related Jobs
- Large financial technology institution seeks Product Manager with solid background in private equity. Develop and manage content for private equity investing. Hybrid schedule.