Regulatory Reporting Associate

Regulatory Reporting Associate

Key Responsibilities:

1. Securities Regulatory reporting hire
   1. 15c3-1- Daily net capital computation preparation for firms various regulated entities

                                                               i.      Haircut preparation

                                                             ii.      Financing transaction preparation

1. 15c3-3 Weekly customer reserve preparation
2. Strong excel skills
3. Reconciliation of sub-ledger vs ledger data
4. Ad hoc projects and reporting as requested.
5. Run and manage Axiom software for 3-1 and 3-3 and have a strong grasp of financial software in general.

Qualifications: 

• 1-2 years of accounting experience  
• Banking or Financial Services is a plus
• Undergraduate degree in Accounting or Finance 
• Good communication skills with colleagues, limited partners, auditors, legal counsel, and banking personnel