Hedge Fund Compliance Associate

Overview

• Join a leading financial services firm as a Compliance Associate, ensuring adherence to regulatory standards and supporting business operations.
• Collaborate with attorneys and compliance professionals to address real-time regulatory challenges in a dynamic environment.
• Gain exposure to trading, operations, and software development groups, enhancing your understanding of diverse business functions.
• Contribute to the firm's global investment product compliance, maintaining high standards in a fast-paced setting.
• Engage in long-term projects to adapt to evolving regulations and ensure policy adherence.
• Leverage your analytical abilities and communication skills to support compliance initiatives effectively.
• Work in an on-site capacity, fostering collaboration and teamwork within the compliance department.

Key Responsibilities & Duties

• Prepare and submit regulatory filings, ensuring accuracy and compliance with applicable standards.
• Collaborate with compliance staff to support business units and address regulatory requirements.
• Design and review automated compliance monitoring reports for effective oversight.
• Ensure adherence to compliance policies across the firm’s operations.
• Participate in projects to maintain compliance with new and existing regulations.
• Provide insights and recommendations to enhance compliance processes and standards.
• Support the firm’s trading, operations, and software development groups with compliance-related matters.
• Address real-time compliance issues related to global investment products.

Job Requirements

• Bachelor’s degree in a relevant field, demonstrating strong academic achievement.
• 1-4 years of experience in compliance, financial operations, or related areas preferred.
• Excellent analytical, drafting, and verbal communication skills.
• Strong organizational and project management abilities with attention to detail.
• Experience in paralegal work, accounting, or investment management is advantageous.
• Ability to work effectively in a fast-paced and evolving regulatory environment.
• Commitment to maintaining high standards of compliance and ethical conduct.