Compliance Specialist – Temporary

Overview

• Support compliance activities for a global financial institution, ensuring adherence to regulatory requirements and internal policies.
• Engage in monitoring, testing, and training activities to maintain compliance standards.
• Assist in data collection, reconciliation, and review for compliance monitoring efforts.
• Prepare documentation and reports for compliance testing and governance activities.
• Collaborate on regulatory affairs, exams, and inquiries to ensure thorough compliance.
• Work in a hybrid environment, combining remote and on-site responsibilities.
• Contribute to the preparation of committee materials and compliance metrics presentations.
• Utilize strong organizational and analytical skills to support compliance initiatives.

Key Responsibilities & Duties

• Perform reconciliation tasks against launched training programs to ensure compliance accuracy.
• Assist in data collection and review for compliance monitoring and governance activities.
• Prepare documentation for compliance testing and regulatory reporting requirements.
• Assemble data for branch and CUSO reporting, ensuring thoroughness and accuracy.
• Support the preparation of committee materials and compliance metrics presentations.
• Collaborate on regulatory affairs, exams, and inquiries to meet compliance standards.
• Utilize advanced proficiency in Excel, MS Office, and PowerPoint for reporting tasks.
• Maintain detailed documentation and ensure high-quality work products.

Job Requirements

• Bachelor’s Degree in a relevant field is required.
• 4-6 years of experience in financial services, compliance, or legal roles.
• Strong research, writing, and analytical skills are essential.
• Proficiency in Excel, MS Office, and PowerPoint is required.
• Exceptional organizational and time management skills are necessary.
• Detail-oriented with a focus on quality and accuracy in work products.
• Ability to work effectively in a hybrid environment.
• Experience in compliance governance and regulatory reporting is preferred.