Chief Financial Officer

Overview

• Serve as a key executive leader overseeing financial reporting, regulatory compliance, and accounting policies.
• Strategically partner with senior leadership to drive financial operations and governance.
• Lead modernization efforts for accounting and order management systems.
• Ensure compliance with SEC regulations and maintain rigorous internal controls.
• Manage relationships with external auditors, regulators, and counterparties.
• Develop and lead a high-performing finance and accounting team.
• Oversee financial operations across regulated and unregulated entities.
• Contribute to the strategic growth and operational excellence of the organization.

Key Responsibilities & Duties

• Lead financial reporting, month-end close, and consolidation processes across multiple entities.
• Develop and enforce accounting policies for structured products under US GAAP.
• Manage regulatory reporting and capital compliance for SEC-registered entities.
• Collaborate on compliance efforts related to SEC risk management requirements.
• Partner with technology teams to modernize financial reporting systems.
• Establish strong internal controls and governance frameworks.
• Build and nurture relationships with external stakeholders, including auditors and regulators.
• Drive intercompany arrangements and transfer pricing considerations.

Job Requirements

• Bachelor of Science degree required; CPA certification mandatory.
• Minimum 15 years of progressive finance experience, including 5 years in senior leadership roles.
• Deep knowledge of SEC or FINRA regulatory frameworks preferred.
• Technical expertise in derivatives and structured products under US GAAP.
• Experience with financial systems modernization initiatives.
• Proven track record in regulated financial services environments.
• Strong communication skills for translating complex financial matters.
• Ability to lead and develop high-performing teams.