Chief Risk Officer

Overview

• Lead enterprise-wide risk management, regulatory compliance, and governance programs for a global financial services firm.
• Collaborate with executive leadership and Board committees to ensure disciplined risk oversight and regulatory credibility.
• Oversee integration of compliance functions with enterprise risk management frameworks across multiple jurisdictions.
• Develop scalable policies, procedures, and controls aligned with regulatory requirements and business strategies.
• Manage global regulatory compliance, including licensing, registrations, and obligations with authorities such as SEC and FINRA.
• Enhance business resilience through incident management frameworks and validated continuity plans.
• Promote a culture of risk awareness and accountability across organizational functions.
• Mentor and develop global teams in risk management and compliance functions.

Key Responsibilities & Duties

• Design and execute enterprise risk management frameworks, including governance, assessment, and reporting.
• Lead regulatory strategy across multiple jurisdictions, supporting expansion into new regulated markets.
• Oversee regulatory examinations, audits, and inquiries, maintaining strong relationships with regulators.
• Collaborate with cross-functional teams to strengthen internal controls and manage technology and data risks.
• Ensure business continuity through validated disaster recovery plans and incident management frameworks.
• Provide oversight of physical security, life safety, and emergency preparedness programs.
• Engage with senior management and the Board to deliver actionable insights and recommendations.
• Foster a culture of compliance and risk awareness while enabling growth and innovation.

Job Requirements

• Bachelor’s degree required; advanced degree (JD, MBA, or equivalent) strongly preferred.
• 15+ years of senior leadership experience in risk management, compliance, or governance within financial services.
• Deep expertise in alternative investments and regulatory environments, including interaction with regulators.
• Proven ability to design and operate enterprise risk management frameworks in multi-jurisdictional organizations.
• Strong knowledge of U.S. securities regulation and familiarity with international frameworks.
• Professional certifications (FRM, CRCMP, CFA, CPA, CAMS) are a plus.
• Exceptional leadership and team development skills, fostering accountability and continuous improvement.
• Ability to translate complex regulatory concepts into practical solutions aligned with business strategies.