Vice President / Director Of Sox

Overview

• Lead and oversee all aspects of SOX compliance for the client, ensuring adherence to regulatory standards and operational efficiency.
• Collaborate with external firms and internal teams to manage SOX processes and reporting requirements effectively.
• Contribute to IT infrastructure projects, leveraging expertise to enhance systems and processes.
• Participate in quarterly events, fostering collaboration and alignment with organizational goals.
• Provide strategic insights and leadership to ensure compliance and operational excellence.
• Work remotely with occasional travel to Dallas for quarterly events.
• Contribute to the growth and success of a pioneering organization in the asset management industry.

Key Responsibilities & Duties

• Develop and implement SOX compliance strategies, ensuring alignment with industry standards and regulations.
• Collaborate with external consultants to streamline SOX processes and reporting mechanisms.
• Lead IT infrastructure initiatives, enhancing system reliability and operational efficiency.
• Monitor and evaluate compliance metrics, providing actionable insights to stakeholders.
• Ensure effective communication and coordination between departments regarding compliance and IT projects.
• Participate in organizational events and provide leadership during collaborative activities.
• Maintain up-to-date knowledge of SOX regulations and IT advancements to inform strategic decisions.

Job Requirements

• Bachelor of Science (BS) degree in a relevant field is required.
• Minimum of 5 years of experience in SOX compliance or related roles.
• Preferred 12 years of experience in compliance, IT infrastructure, or asset management.
• Strong knowledge of SOX regulations and IT infrastructure processes.
• Proven leadership skills and ability to manage cross-functional teams.
• Excellent communication and collaboration abilities.
• Willingness to travel quarterly for organizational events.