Clo Compliance Testing

Overview

• Collaborate with the Global Credit Operations team to oversee compliance and reporting for US CLO platforms.
• Support investment capture, funding, treasury management, and administrator oversight within the firm's credit operations.
• Ensure compliance with Middle Market CLOs and Rated Note Fund structures through regular monitoring and testing.
• Engage with portfolio management, trading, and structuring teams for daily operational activities.
• Perform hypothetical testing and interpret indentures to maintain compliance standards.
• Prepare and review quarterly investor reports, waterfall calculations, and ad-hoc reporting.
• Manage vendor relationships, including fund administration and trustees, ensuring operational efficiency.
• Contribute to the firm's industry-leading CLO business by supporting operational and compliance initiatives.

Key Responsibilities & Duties

• Monitor compliance tests for US Middle Market CLOs and Rated Note Fund structures.
• Review and analyze quarterly investor reports and waterfall calculations.
• Conduct hypothetical testing and interpret indentures for compliance verification.
• Collaborate with portfolio management, trading, and structuring teams for operational activities.
• Prepare regular reports for portfolio management and ad-hoc reporting as needed.
• Oversee vendor relationships, including fund administration and trustees.
• Support the firm's CLO business through compliance and operational oversight.
• Ensure efficient collaboration across teams to improve organizational processes.

Job Requirements

• Bachelor's degree in Finance, Accounting, Mathematics, or related discipline required.
• Minimum of 2-4 years of relevant experience in financial services, preferably with a focus on CLOs.
• Proficiency in Microsoft Office applications, particularly Excel, for data analysis and reporting.
• Strong interpersonal and communication skills, with a team-oriented approach.
• Detail-oriented self-starter with intellectual curiosity and a commitment to learning.
• Ability to manage vendor relationships and ensure operational efficiency.
• Experience in compliance testing and reporting within financial services preferred.
• Hybrid work arrangement offering flexibility and collaboration opportunities.