Senior – Governance, Risk & Controls

Senior – Governance, Risk & Controls Overview

• As a Senior in Governance, Risk & Controls, you will lead impactful projects within the financial services sector, enhancing client operations and governance frameworks.
• Collaborate with a dynamic team that values technical excellence, innovation, and a people-first approach to problem-solving.
• Engage in high-impact client engagements, contributing to strengthening controls, improving processes, and delivering value-driven recommendations.
• Work within a hybrid model, offering flexibility and balance while maintaining professional growth opportunities.
• Utilize your expertise in internal audit, SOX compliance, and operational processes to drive meaningful outcomes.
• Benefit from a collaborative environment that fosters continuous learning and development.
• Contribute to a firm that prioritizes employee well-being, offering flexible PTO and professional development programs.

Senior – Governance, Risk & Controls Key Responsibilities & Duties

• Lead engagements within the financial services industry, evaluating internal controls and documenting processes effectively.
• Conduct SOX compliance testing, internal audit procedures, and identify control gaps with actionable recommendations.
• Prepare detailed workpapers, reports, and client-ready deliverables, ensuring accuracy and clarity.
• Analyze data to support insights that enhance client operations and governance frameworks.
• Participate in meetings, effectively communicating project status, findings, and recommendations to stakeholders.
• Collaborate with team members to ensure timely and within-scope project delivery.
• Utilize Microsoft Office tools and data analysis skills to support project objectives.

Senior – Governance, Risk & Controls Job Requirements

• Bachelor's degree in Accounting, Finance, or a related field is required.
• Minimum of 3 years of experience in internal audit, SOX compliance, or advisory/consulting environments.
• Preferred 5 years of experience with exposure to alternative asset management clients.
• Proficiency in internal controls frameworks, operational processes, and SOX compliance.
• Certifications such as CPA, CIA, or CISA are highly desirable.
• Strong analytical, problem-solving, and communication skills are essential.
• Proficiency in Microsoft Office; data analysis capabilities are advantageous.