Legal Counsel

Overview

• Serve as a key legal advisor within a dynamic investment firm, providing counsel on securities and investment advisory matters.
• Collaborate with cross-functional teams to ensure compliance with U.S. and international securities regulations.
• Develop expertise across multiple legal practice areas, including regulatory, corporate, and fund-related matters.
• Contribute to policy development, compliance training, and risk mitigation strategies across business lines.
• Support regulatory inquiries and examinations, coordinating with internal stakeholders and external counsel.
• Monitor evolving securities legislation and implement timely compliance measures to meet regulatory requirements.
• Engage in drafting, negotiation, and analytical tasks with high ethical standards and business acumen.
• Work in a hybrid environment, balancing onsite collaboration with remote flexibility.

Key Responsibilities & Duties

• Advise on compliance with U.S. securities laws, including the Investment Advisers Act of 1940.
• Provide legal support on international securities matters in jurisdictions such as the UK and Singapore.
• Collaborate with internal teams to develop and implement compliance policies and training programs.
• Assist with regulatory examinations, audits, and inquiries, ensuring effective communication and resolution.
• Draft, review, and negotiate contracts and legal documents with precision and attention to detail.
• Monitor legislative changes and advise on necessary adjustments to compliance strategies.
• Support cross-functional initiatives and contribute to the firm's overall legal and compliance framework.
• Engage with senior leadership to provide practical legal advice and strategic insights.

Job Requirements

• Juris Doctor (JD) degree from an accredited law school with U.S. licensure.
• Minimum of 4 years of experience in a law firm or in-house legal department.
• Expertise in U.S. securities laws, including the Investment Advisers Act of 1940.
• Strong drafting, analytical, and negotiation skills with excellent judgment.
• Ability to work collaboratively across departments in a fast-paced environment.
• Familiarity with international securities laws in the UK and Singapore is preferred.
• Interest in AI-driven legal tools and willingness to grow into a generalist role.
• High ethical standards and emotional intelligence with a solution-oriented mindset.