Chief Risk Officer

Chief Risk Officer Overview

• The Chief Risk Officer will lead enterprise-wide risk management, regulatory compliance, and safety programs, ensuring strong governance and disciplined oversight.
• This role involves partnering with executive leadership and the Board to proactively manage risk across a global platform.
• The position oversees regulatory compliance across multiple jurisdictions, supporting expansion into new regulated markets.
• The CRO will manage teams responsible for regulatory compliance, risk management, controls, and resilience.
• This is a hybrid role requiring expertise in alternative investments and complex regulatory environments.
• The successful candidate will foster a culture of risk awareness and continuous improvement across the organization.
• The CRO will ensure the development of scalable policies, procedures, and controls aligned with business strategy.
• This role offers an opportunity to contribute to the firm's global growth and governance credibility.

Chief Risk Officer Key Responsibilities & Duties

• Design and execute enterprise risk management frameworks across all business lines and geographies.
• Oversee regulatory compliance, including licensing, registrations, and obligations with authorities such as SEC and FINRA.
• Lead regulatory examinations, audits, and inquiries, maintaining strong relationships with regulators.
• Collaborate with cross-functional teams to strengthen internal controls and manage technology and data risks.
• Ensure business continuity and disaster recovery plans are validated through regular testing.
• Develop and maintain scalable policies, procedures, training, and controls aligned with regulatory requirements.
• Serve as a trusted advisor to senior leadership, delivering actionable insights and recommendations.
• Promote a culture of accountability, partnership, and risk awareness across global teams.

Chief Risk Officer Job Requirements

• Bachelor’s degree required; advanced degree (JD, MBA, or equivalent) strongly preferred.
• 15+ years of senior leadership experience in risk management, compliance, or governance within financial services or fintech.
• Deep expertise in alternative investments, regulatory treatment, and product structure.
• Proven track record of regulatory compliance in highly regulated environments.
• Strong knowledge of U.S. securities regulation and familiarity with international frameworks.
• Experience leading and scaling specialized global teams.
• Professional certifications (FRM, CRCMP, CFA, CPA, CAMS) are a plus.
• Ability to translate complex regulatory concepts into practical solutions aligned with business strategy.