Internal Audit

Overview

• Lead audit functions to strengthen risk management and governance within a dynamic financial services environment.
• Collaborate with cross-functional teams and external auditors to ensure compliance with regulatory standards.
• Develop and execute a comprehensive risk-based audit plan aligned with organizational objectives.
• Provide actionable insights to senior leadership to enhance internal controls and risk mitigation strategies.
• Support SOX compliance efforts through rigorous testing and evaluation of management controls.
• Engage in professional development to stay abreast of industry standards and best practices.
• Participate in discussions with regulatory bodies and external auditors regarding audit findings.
• Work in a hybrid environment offering flexibility and balance between remote and onsite work.

Key Responsibilities & Duties

• Conduct risk assessments and develop audit plans tailored to organizational risk profiles.
• Manage co-sourced audits ensuring compliance with industry standards and regulatory requirements.
• Evaluate internal controls and adherence to organizational policies and procedures.
• Prepare detailed audit reports and present findings to senior management and committees.
• Oversee SOX compliance processes, including testing and validation activities.
• Maintain and update issue tracking systems, ensuring timely resolution and documentation.
• Provide mentorship and performance evaluations to foster team growth and development.
• Stay informed on industry trends through continuous learning and professional engagement.

Job Requirements

• Bachelor's degree in a relevant field with 8-10 years of progressive audit experience.
• Certifications such as CIA, CFSA, CBA, CPA, or CISA are preferred.
• Experience interacting with regulatory agencies and knowledge of banking regulations.
• Strong understanding of auditing standards, SOX, GAAP, and COSO frameworks.
• Exceptional organizational, communication, and time management skills.
• Ability to thrive in a hybrid work environment with occasional remote work.
• Knowledge of IT regulatory requirements and audit practices is advantageous.
• Proven ability to engage with senior management and external auditors effectively.