Kyc/Portfolio Manager

Overview

• Manage end-to-end KYC due diligence for onboarding and periodic reviews, ensuring compliance with AML and sanctions requirements.
• Support deal teams across transactions, overseeing funding, surveillance, and portfolio management with a strong control environment.
• Ensure high data quality and effective risk management in KYC processes.
• Collaborate with cross-functional teams to maintain compliance with EU/US AML directives and sanctions frameworks.
• Handle client data in accordance with GDPR regulations and organizational standards.
• Contribute to structured finance product operations and securitization processes.
• Provide expertise in operational risk and control frameworks to enhance compliance measures.
• Maintain updated knowledge of relevant regulatory guidelines and industry best practices.

Key Responsibilities & Duties

• Perform KYC due diligence for onboarding and periodic reviews, ensuring adherence to regulatory standards.
• Support deal teams in managing existing transactions, including funding and surveillance activities.
• Oversee portfolio management processes, ensuring robust controls and compliance.
• Collaborate with stakeholders to improve operational efficiency and risk mitigation strategies.
• Maintain high-quality data standards and ensure accurate reporting.
• Provide expertise in AML and sanctions frameworks, including EU/US directives and FATF recommendations.
• Ensure compliance with GDPR regulations for client data handling and privacy.
• Contribute to the development and implementation of operational risk frameworks.

Job Requirements

• Bachelor’s degree in finance, economics, accounting, math, or related field.
• 3-7 years of experience in securitization operations, financial operations, or KYC roles.
• Strong knowledge of KYC/AML processes and operational risk/control frameworks.
• Understanding of AML and sanctions frameworks, including EU/US directives and FATF recommendations.
• Familiarity with GDPR regulations for client data handling and privacy.
• Proficiency in structured finance products and securitization processes.
• Ability to manage multiple transactions and ensure compliance with regulatory standards.
• Effective communication and collaboration skills for cross-functional teamwork.