Assistant Controller

Assistant Controller Overview

• The Assistant Controller role offers a hybrid work arrangement, combining office presence and remote flexibility for optimal work-life balance.
• Contribute to a leading investment firm with exposure to senior leadership, including the Controller and CFO.
• Manage financial reporting processes, ensuring compliance with regulatory standards and timelines.
• Collaborate with a dynamic team to oversee investment valuations and financial statement preparation.
• Engage in Sarbanes-Oxley compliance activities, managing internal and external audit processes.
• Supervise junior accountants and third-party providers, fostering team development and efficiency.
• Utilize advanced analytical skills to assess financial impacts and ensure accurate reporting.
• Enjoy a collaborative environment with reasonable hours and minimal travel requirements.

Assistant Controller Key Responsibilities & Duties

• Assist in quarterly financial close processes, ensuring timely and accurate reporting of 10Q and 10K filings.
• Conduct detailed reviews of workpapers, including technical accounting research and journal entry preparation.
• Collaborate with investment teams to complete quarterly investment valuation processes.
• Coordinate with external auditors and tax firms for annual audits and tax filings.
• Manage SBA regulatory reporting requirements, including Form 468 and 1031 filings.
• Oversee Sarbanes-Oxley compliance processes, ensuring document retention and testing accuracy.
• Prepare quarterly management reports, including board presentations and investment performance metrics.
• Review weekly cash flow analyses and manage cash application processes with external custodians.

Assistant Controller Job Requirements

• Bachelor’s degree in Accounting or related field is required.
• CPA certification is mandatory for this position.
• Minimum 8 years of relevant experience, with preference for 10 years.
• Proficiency in Microsoft Excel and PowerPoint is essential.
• Experience in public accounting, SEC reporting, and BDC financial processes is highly valued.
• Strong analytical and communication skills are required for effective collaboration.
• Ability to supervise teams and work independently with minimal supervision.
• Enthusiasm for taking on additional responsibilities and contributing to company growth.